Arturo Andrews

CRD 4952731 · J.P. Morgan Securities LLC · New Braunfels, TX

IA RegisteredBroker

Also appears in the source record as: Arturo Andrews; Tito Andrews; Arturo Andrews, Jr.

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (19): Alabama · Arizona · California · Colorado · Florida · Idaho · Illinois · Louisiana · Maryland · Michigan · Nevada · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (11)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New Braunfels, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New Braunfels, TX · BC capacity

start not retrieved → present
Chase Investment Services Corp.
San Antonio, TX · IA capacity

May 6, 2011 → Oct 1, 2012
Chase Investment Services Corp.
San Antonio, TX · BC capacity

May 6, 2011 → Oct 1, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
San Antonio, TX · IA capacity

Sep 29, 2009 → Apr 7, 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated
San Antonio, TX · BC capacity

Sep 29, 2009 → Apr 7, 2011
Advisors Asset Management, Inc.
Boerne, TX · IA capacity

Jun 1, 2009 → Sep 16, 2009
Advisors Asset Management, Inc.
Boerne, TX · BC capacity

Jun 1, 2009 → Sep 16, 2009
Banc Of America Investment Services, Inc.
San Antonio, TX · IA capacity

Dec 17, 2008 → Mar 25, 2009
Banc Of America Investment Services, Inc.
San Antonio, TX · BC capacity

Oct 6, 2008 → Mar 25, 2009
Banc One Securities Corporation
Chicago, IL · BC capacity

May 25, 2005 → Jul 6, 2005

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4952731 ↗ FINRA BrokerCheck record for CRD 4952731 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.