Wesley A Thompson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

SIESeries 7Series 10Series 9Series 66

Registered states (52)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

20

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Wells Fargo Advisors

Firm CRD

19616

SEC number

801-37967

Assets under management

$671.4B as of Jun 23, 2026

Website

www.twitter.com/WFINVESTING ↗

Phone

314-875-3000

Firm location

St. Louis, MO, 63103-2205

Employment history (17)

From the source registration record · current first

• Wells Fargo AdvisorsCurrent

  Charlotte, NC · IA capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Charlotte, NC · BC capacity
  start not retrieved → present
• Wells Fargo Advisors Financial Network, LLC

  Naples, FL · IA capacity
  Feb 3, 2020 → Jun 24, 2022
• Wells Fargo Advisors Financial Network, LLC

  Naples, FL · BC capacity
  Jan 31, 2020 → Jun 24, 2022
• Independent Financial Partners

  Bonita Springs, FL · IA capacity
  Sep 6, 2019 → Nov 11, 2019
• Ifp Securities, LLC

  Bonita Springs, FL · BC capacity
  Sep 3, 2019 → Nov 11, 2019
• Park Avenue Securities LLC

  Charlotte, NC · IA capacity
  Apr 11, 2018 → Jun 15, 2018
• Park Avenue Securities LLC

  Charlotte, NC · BC capacity
  Mar 2, 2018 → Jun 15, 2018
• Aspire Private Capital

  Cornelius, NC · IA capacity
  Jun 20, 2017 → Mar 1, 2018
• Ciccarelli Advisory Services Inc

  Naples, FL · IA capacity
  Jun 21, 2010 → Oct 19, 2012
• Fsc Securities Corporation

  Bonita Springs, FL · IA capacity
  Aug 16, 2010 → Jun 8, 2012
• Fsc Securities Corporation

  Bonita Springs, FL · BC capacity
  Jan 12, 2010 → Jun 8, 2012
• Morgan Stanley & Co. Incorporated

  Naples, FL · IA capacity
  Oct 31, 2008 → Nov 5, 2008
• Morgan Stanley & Co. Incorporated

  Naples, FL · BC capacity
  Oct 27, 2008 → Nov 5, 2008
• A. G. Edwards & Sons, Inc.

  Naples, FL · BC capacity
  Oct 30, 2006 → Jan 3, 2008
• A. G. Edwards & Sons, Inc.

  Naples, FL · IA capacity
  Sep 20, 2007 → Jan 1, 2008
• Mcdonald Investments Inc.

  Naples, FL · BC capacity
  Nov 15, 2005 → Nov 6, 2006

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.