Brian Johnson

CRD 4968914 · J.P. Morgan Securities LLC · Columbus, OH

IA RegisteredBroker

Also appears in the source record as: Brain D Johnson; Brian D Johnson; Brian David Johnson; Brian David David Johnson; Brian David Johnson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 10Series 9Series 65Series 63
Registered states (3): California · North Carolina · Ohio
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4968914 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (9)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Columbus, OH · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Columbus, OH · BC capacity

start not retrieved → present
Oppenheimer & Co. Inc.
Pickerington, OH · IA capacity

Sep 8, 2023 → Dec 1, 2023
Oppenheimer & Co. Inc.
Pickerington, OH · BC capacity

Sep 6, 2023 → Dec 1, 2023
Ubs Financial Services Inc.
Pepper Pike, OH · IA capacity

Oct 2, 2015 → Sep 8, 2023
Ubs Financial Services Inc.
Pepper Pike, OH · BC capacity

Sep 11, 2015 → Sep 8, 2023
Morgan Stanley
Columbus, OH · BC capacity

Jun 1, 2009 → Sep 19, 2014
Morgan Stanley & Co. Incorporated
Columbus, OH · BC capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley Dw Inc.
New Albany, OH · BC capacity

Feb 17, 2006 → Apr 2, 2007

Source & corrections

Where this page comes from

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