David S. Park
Also appears in the source record as: David Shin Park; David Park; Dave Shin Park
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- Series 66Series 24SIESeries 7
- Registered states (23)
- Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Illinois · Maryland · Massachusetts · Michigan · Nevada · New Jersey · New York · Ohio · Oklahoma · Pennsylvania · South Dakota · Texas · Vermont · Virginia · Washington · Wisconsin
- Years in the industry (source record)
- 21
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 4969443 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (11)
From the source registration record · current first
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Mar 31, 2025 → present
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Aug 9, 2022 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityAug 11, 2022 → Mar 31, 2025
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Charles Schwab & Co., Inc.BD capacityDec 23, 2019 → Jun 21, 2022
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Charles Schwab & Co., Inc.IA capacityDec 20, 2019 → Jun 21, 2022
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Td Ameritrade, Inc.BD capacityMar 27, 2009 → Nov 6, 2018
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Td Ameritrade, Inc.IA capacityMar 27, 2009 → Nov 6, 2018
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Td Ameritrade Investment Management, LLCIA capacityMar 27, 2009 → Nov 6, 2018
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Ameriprise Financial Services, Inc.IA capacitySep 21, 2005 → Feb 12, 2009
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Ameriprise Financial Services, Inc.BD capacityAug 26, 2005 → Feb 12, 2009
Source & corrections
Where this page comes from
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Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.