Oluseye A Efunnuga
Also appears in the source record as: Shaye A Efunnuga
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 66Series 65Series 63SIESeries 7Series 6
- Registered states (42)
- Alabama · Alaska · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wyoming
- Years in the industry (source record)
- 21
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (11)
From the source registration record · current first
-
Jul 16, 2024 → present
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Morgan StanleyIA capacityDec 11, 2017 → Mar 20, 2024
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Morgan StanleyBD capacityMar 30, 2017 → Mar 20, 2024
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J.P. Morgan Securities LLCBD capacityDec 10, 2013 → Mar 27, 2017
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J.P. Morgan Securities LLCBD capacityOct 13, 2011 → Mar 18, 2013
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J.P. Morgan Securities Inc.BD capacityOct 1, 2008 → May 18, 2010
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J.P. Morgan Securities Inc.BD capacityAug 7, 2008 → Oct 1, 2008
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Chase Investment Services Corp.IA capacityFeb 29, 2008 → Jul 23, 2008
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Chase Investment Services Corp.BD capacityJan 25, 2007 → Jul 23, 2008
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Pnc InvestmentsBD capacityOct 10, 2006 → Dec 20, 2006
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Chase Investment Services Corp.BD capacityJun 30, 2005 → Jul 11, 2006
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.