Justin Dolan

CRD 4987385 · Charles Schwab & Co., Inc. · St. Augustine, FL

IA RegisteredBroker

Also appears in the source record as: Justin C Dolan; Justin Christopher Dolan Mr.; Justin Christopher Dolan; Justin Dolan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 31Series 7Series 10Series 9Series 66
Registered states (33): Alabama · Arizona · Arkansas · California · Connecticut · Delaware · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Kansas · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4987385 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (21)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
St. Augustine, FL · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
St. Augustine, FL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
St. Augustine, FL · IA capacity

start not retrieved → present
J. W. Cole Advisors, Inc.
St. Augustine, FL · IA capacity

Aug 31, 2018 → Oct 6, 2020
J.W. Cole Financial, Inc.
St. Augustine, FL · BC capacity

Aug 27, 2018 → Oct 6, 2020
Lpl Financial LLC
St Augustine, FL · IA capacity

Aug 2, 2018 → Sep 5, 2018
Lpl Financial LLC
St Augustine, FL · BC capacity

Aug 1, 2018 → Sep 5, 2018
Cetera Advisors LLC
St Augustine, FL · IA capacity

Dec 8, 2014 → Aug 9, 2018
Cetera Advisors LLC
St Augustine, FL · BC capacity

Dec 1, 2014 → Aug 9, 2018
Fifth Third Securities, Inc.
Ponte Vedra Beach, FL · IA capacity

Apr 10, 2014 → Dec 8, 2014
Fifth Third Securities, Inc.
Ponte Vedra Beach, FL · BC capacity

Apr 9, 2014 → Dec 8, 2014
Wells Fargo Advisors, LLC
St. Augustine, FL · IA capacity

Apr 15, 2010 → Apr 14, 2014
Wells Fargo Advisors, LLC
St. Augustine, FL · BC capacity

Apr 1, 2010 → Apr 14, 2014
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jacksonville, FL · IA capacity

Dec 8, 2009 → Apr 5, 2010
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jacksonville, FL · BC capacity

Dec 7, 2009 → Apr 5, 2010
New England Securities Corporation
Jacksonville, FL · IA capacity

Jul 2, 2009 → Oct 12, 2009
New England Securities
Jacksonville, FL · BC capacity

Jun 19, 2009 → Oct 12, 2009
Banc Of America Investment Services, Inc.
Jacksonville, FL · IA capacity

Dec 10, 2007 → Mar 26, 2009
Banc Of America Investment Services, Inc.
Jacksonville, FL · BC capacity

Dec 5, 2007 → Mar 26, 2009
Morgan Stanley
St Augustine, FL · IA capacity

Oct 18, 2005 → Jun 1, 2006
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Sep 21, 2005 → Jun 1, 2006

Source & corrections

Where this page comes from

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