Dennis William Markey

CRD 4993880 · Northern Trust Investments, Incorporated · Chicago, IL

IA RegisteredBroker

Also appears in the source record as: Dennis Markey

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66SIESeries 31Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Northern Trust Investments, Incorporated
Firm CRD: 105780
SEC number: 801-33358
Assets under management: $1.2T as of Jun 15, 2026
Website: www.linkedin.com/COMPANY/NORTHERN-TRUST-ASSET-MANAGEMENT ↗
Phone: 312-630-6000
Firm location: Chicago, IL, 60603-1008

Employment history (10)

From the source registration record · current first

Northern Trust Investments, IncorporatedCurrent
Chicago, IL · IA capacity

Aug 22, 2025 → present
Northern Trust Securities, Inc.Current
Naperville, IL · BD capacity

Aug 22, 2025 → present
Blackrock Investment Management, LLC
IA capacity

Feb 9, 2018 → Aug 18, 2025
Blackrock Investments, LLC
BD capacity

Jan 3, 2012 → Aug 18, 2025
Blackrock Fund Advisors
IA capacity

Jul 14, 2011 → Apr 19, 2018
Blackrock Fund Distribution Company
BD capacity

Jul 14, 2011 → Dec 31, 2011
Invesco Distributors, Inc.
BD capacity

Sep 18, 2006 → Jun 14, 2011
Alps Distributors, Inc.
BD capacity

Apr 13, 2006 → Sep 18, 2006
Morgan Stanley
IA capacity

Sep 12, 2005 → Mar 30, 2006
Morgan Stanley Dw Inc.
BD capacity

Aug 18, 2005 → Mar 30, 2006

Source & corrections

Where this page comes from

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