Chuck Wong

CRD 4995534 · Wells Fargo Advisors · Palo Alto, CA

IA RegisteredBroker

Also appears in the source record as: Cheuk Hang Wong

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 6TOSIESeries 7Series 10Series 9Series 24Series 26Series 66
Registered states (11): Arkansas · California · Florida · Illinois · Massachusetts · New York · Oklahoma · Oregon · Texas · Utah · Washington
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (26)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Palo Alto, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Dublin, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Pleasanton, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Palo Alto, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Pleasanton, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Dublin, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Palo Alto, CA · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.
San Francisco, CA · IA capacity

Dec 16, 2021 → Sep 20, 2022
Charles Schwab & Co., Inc.
San Francisco, CA · IA capacity

Sep 23, 2021 → Sep 20, 2022
Charles Schwab & Co., Inc.
San Francisco, CA · BC capacity

Sep 23, 2021 → Sep 20, 2022
Td Ameritrade, Inc.
Walnut Creek, CA · IA capacity

Aug 7, 2019 → Oct 20, 2021
Td Ameritrade Investment Management, LLC
Walnut Creek, CA · IA capacity

Aug 7, 2019 → Oct 20, 2021
Td Ameritrade, Inc.
Walnut Creek, CA · BC capacity

Aug 7, 2019 → Oct 20, 2021
Bancwest Investment Services, Inc. (Bwis) And Bwis D/B/A Fhis
Campbell, CA · IA capacity

Sep 28, 2016 → Mar 28, 2018
Bancwest Investment Services, Inc.
Campbell, CA · BC capacity

Sep 27, 2016 → Mar 28, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Cupertino, CA · IA capacity

Aug 5, 2015 → Oct 3, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Cupertino, CA · BC capacity

Aug 5, 2015 → Oct 3, 2016
Scottrade, Inc.
San Jose, CA · BC capacity

Mar 3, 2015 → Jul 22, 2015
Citigroup Global Markets Inc.
Oakland, CA · IA capacity

Jul 1, 2014 → Dec 31, 2014
Citigroup Global Markets Inc.
Oakland, CA · BC capacity

Jul 1, 2014 → Dec 31, 2014
J.P. Morgan Securities LLC
Berkeley, CA · IA capacity

Oct 1, 2012 → Dec 31, 2013
J.P. Morgan Securities LLC
Berkeley, CA · BC capacity

Oct 1, 2012 → Dec 31, 2013
Chase Investment Services Corp.
Berkeley, CA · IA capacity

Nov 30, 2010 → Oct 1, 2012
Chase Investment Services Corp.
Berkeley, CA · BC capacity

Nov 30, 2010 → Oct 1, 2012
Banc Of America Investment Services, Inc.
San Francisco, CA · IA capacity

Oct 19, 2005 → Feb 9, 2007
Banc Of America Investment Services, Inc.
San Francisco, CA · BC capacity

Sep 5, 2005 → Feb 9, 2007

Source & corrections

Where this page comes from

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