Paul Michael Jocson Reyes

CRD 5004673 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Oak Brook, IL

IA RegisteredBroker

Also appears in the source record as: Paul Reyes; Paul Michael J Reyes; Paulmichael Jocson Reyes

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 66Series 63Series 10Series 9Series 53Series 4Series 52TOSIESeries 3Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (12)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Oak Brook, IL · IA capacity

Jan 30, 2023 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Oak Brook, IL · BC capacity

start not retrieved → present
Northern Trust Securities, Inc
IA capacity

Jan 4, 2019 → Jan 11, 2023
Northern Trust Securities, Inc.
BD capacity

Jan 3, 2019 → Jan 11, 2023
Oppenheimer & Co. Inc.
BD capacity

Dec 21, 2015 → Nov 30, 2018
Oppenheimer & Co. Inc.
IA capacity

Dec 21, 2015 → Nov 30, 2018
Ubs Financial Services Inc.
BD capacity

Oct 10, 2013 → Dec 24, 2015
Ubs Financial Services Inc.
IA capacity

Oct 10, 2013 → Dec 24, 2015
Wells Fargo Advisors, LLC
IA capacity

Jun 21, 2013 → Oct 8, 2013
Wells Fargo Advisors, LLC
BD capacity

Mar 19, 2013 → Oct 8, 2013
Newedge USA, LLC
BD capacity

May 30, 2007 → Aug 29, 2012
Wedbush Morgan Securities Inc.
BD capacity

Sep 6, 2006 → Apr 24, 2007

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5004673 ↗ FINRA BrokerCheck record for CRD 5004673 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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