Robert Carl Zapel

CRD 501518 · Wells Fargo Advisors · Los Angeles, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 53Series 65Series 63
Registered states (13): Arizona · California · Connecticut · Florida · Missouri · Nevada · New York · North Carolina · Ohio · Oregon · Tennessee · Texas · Virginia
Years in the industry (source record): 49
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 501518 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Los Angeles, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Los Angeles, CA · BC capacity

start not retrieved → present
Morgan Stanley Smith Barney LLC
Los Angeles, CA · IA capacity

Jun 1, 2009 → Jun 20, 2011
Morgan Stanley Smith Barney
Los Angeles, CA · BC capacity

Jun 1, 2009 → Jun 20, 2011
Citigroup Global Markets Inc.
Los Angeles, CA · IA capacity

Jul 8, 1997 → Jun 1, 2009
Citigroup Global Markets Inc.
Los Angeles, CA · BC capacity

Mar 25, 1986 → Jun 1, 2009
R. H. Moulton & Co.
BC capacity

Dec 13, 1985 → May 7, 1987
B.O.C.L. Securities Corp.
BC capacity

Sep 25, 1985 → Dec 23, 1985
Cal State Securities Corp.
BC capacity

Oct 15, 1984 → Sep 26, 1985
Birr, Wilson & Co., Inc.
BC capacity

Jun 30, 1983 → Jan 13, 1984
Gibralco, Inc.
BC capacity

Feb 15, 1977 → Jun 29, 1983

Source & corrections

Where this page comes from

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