Aaron Lin

CRD 5017471 · Charles Schwab & Co., Inc. · Forest Hills, NY

IA RegisteredBroker

Also appears in the source record as: Jian Yi Lin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 57TOSIESeries 55Series 7Series 4Series 24Series 66
Registered states (11): California · Connecticut · Florida · Maryland · Nevada · New Jersey · New York · Pennsylvania · South Carolina · Texas · Virginia
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Forest Hills, NY · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Forest Hills, NY · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
Brooklyn, NY · BC capacity

Feb 26, 2018 → Jul 29, 2024
Td Ameritrade Investment Management, LLC
Brooklyn, NY · IA capacity

Feb 26, 2018 → Sep 7, 2023
Td Ameritrade, Inc.
Brooklyn, NY · IA capacity

Feb 27, 2018 → Oct 14, 2022
Scottrade Investment Management
Saint Louis, MO · IA capacity

Mar 29, 2017 → Feb 26, 2018
Scottrade, Inc.
New York, NY · BC capacity

Dec 26, 2013 → Feb 26, 2018
Columbus Advisory Group, Ltd.
New York, NY · BC capacity

Jun 12, 2012 → Dec 12, 2013
Wts Proprietary Trading Group LLC
New York, NY · BC capacity

Apr 17, 2012 → Aug 15, 2012
Knight Equity Markets, L.P.
Jersey City, NJ · BC capacity

Oct 15, 2008 → Oct 8, 2010
Knight Direct LLC
Jersey City, NJ · BC capacity

Aug 11, 2008 → Oct 8, 2010
Edgetrade LLC
Jersey City, NJ · BC capacity

Jul 18, 2008 → Sep 4, 2008

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5017471 ↗ FINRA BrokerCheck record for CRD 5017471 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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