Matthew Ambuehl

CRD 5023468 · J.P. Morgan Securities LLC · Chicago, IL

IA RegisteredBroker

Also appears in the source record as: Matthew Aaron Ambuehl; Matthew Ambuehl

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 6TOSIESeries 7Series 65Series 63
Registered states (25): Arkansas · California · Delaware · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Kansas · Maryland · Massachusetts · Michigan · Minnesota · New Jersey · New York · North Carolina · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (9)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Chicago, IL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Chicago, IL · BC capacity

start not retrieved → present
Mml Investors Services, LLC
Chicago, IL · IA capacity

Jun 5, 2019 → Oct 4, 2019
Mml Investors Services, LLC
Chicago, IL · BC capacity

May 29, 2019 → Oct 4, 2019
Prudential Financial Planning Services
Downers Grove, IL · IA capacity

Jan 30, 2015 → Jan 28, 2019
Pruco Securities, LLC.
Downers Grove, IL · BC capacity

Jan 16, 2015 → Jan 28, 2019
New England Securities Corporation
Chicago, IL · IA capacity

Feb 28, 2011 → Dec 22, 2014
New England Securities
Chicago, IL · BC capacity

Jan 15, 2010 → Dec 22, 2014
National Securities Corporation
Oakbrook Terrace, IL · BC capacity

Mar 28, 2006 → Dec 1, 2009

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5023468 ↗ FINRA BrokerCheck record for CRD 5023468 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.