Shawn Dunn

CRD 5023961 · Captrust · Boston, MA

IA RegisteredBroker

Also appears in the source record as: Shawn Ryan Dunn

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (1): Massachusetts
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5023961 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (14)

From the source registration record · current first

CaptrustCurrent
Boston, MA · IA capacity

Jun 5, 2025 → present
Capfinancial Securities, LLC.Current
Boston, MA · BD capacity

May 20, 2025 → present
Prudential Financial Planning Services
IA capacity

May 31, 2024 → Aug 2, 2024
Pruco Securities, LLC.
BD capacity

Mar 19, 2024 → Aug 2, 2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jul 13, 2023 → Feb 14, 2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jun 13, 2023 → Feb 14, 2024
Patrick Capital Markets, LLC
BD capacity

Mar 5, 2023 → May 18, 2023
Pnc Capital Markets LLC
BD capacity

Mar 26, 2020 → Sep 13, 2022
Pnc Capital Advisors LLC
IA capacity

Mar 4, 2020 → Sep 13, 2022
Pnc Funds Distributor, LLC
BD capacity

Nov 3, 2009 → Dec 31, 2019
Pnc Capital Advisors LLC
IA capacity

Sep 26, 2011 → Nov 18, 2019
Natcity Investments, Inc.
IA capacity

Jul 6, 2007 → Oct 30, 2009
Natcity Investments, Inc.
BD capacity

Aug 24, 2006 → Oct 30, 2009
Bisys Fund Services Limited Partnership
BD capacity

Aug 30, 2005 → Jul 31, 2006

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5023961 ↗ FINRA BrokerCheck record for CRD 5023961 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.