Brian G Stauss

CRD 5024899 · Charles Schwab & Co., Inc. · Phoenix, AZ

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5024899 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · BC capacity

start not retrieved → present
Usaa Investment Management Company
San Antonio, TX · IA capacity

Jan 8, 2018 → May 24, 2020
Usaa Financial Advisors, Inc.
Phoenix, AZ · BC capacity

Aug 31, 2007 → May 24, 2020
Usaa Financial Planning Services
Phoenix, AZ · IA capacity

Apr 3, 2013 → Jan 8, 2018
Usaa Investment Management Company
Phoenix, AZ · BC capacity

Apr 11, 2007 → Dec 31, 2007
Centaurus Financial, Inc.
Phoenix, AZ · BC capacity

Feb 13, 2006 → Jan 12, 2007
Aig Financial Advisors, Inc.
Phoenix, AZ · BC capacity

Oct 31, 2005 → Feb 10, 2006
Sunamerica Securities, Inc.
Phoenix, AZ · BC capacity

Oct 24, 2005 → Oct 31, 2005

Source & corrections

Where this page comes from

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