Darryl Edward Walker
Also appears in the source record as: Darryl Edward Walker Mr.
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- Series 66Series 63SIESeries 7
- Registered states (52)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 21
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (14)
From the source registration record · current first
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Mar 31, 2025 → present
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Aug 6, 2024 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityAug 14, 2024 → Mar 31, 2025
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Charles Schwab & Co., Inc.BD capacityJan 26, 2022 → May 9, 2024
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Charles Schwab & Co., Inc.IA capacityJan 26, 2022 → May 9, 2024
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Td Ameritrade, Inc.BD capacityApr 11, 2019 → May 9, 2024
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Td Ameritrade Investment Management, LLCIA capacityApr 11, 2019 → Sep 7, 2023
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Td Ameritrade, Inc.IA capacityApr 11, 2019 → Oct 14, 2022
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J.P. Morgan Securities LLCIA capacityJan 6, 2016 → Apr 12, 2019
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J.P. Morgan Securities LLCBD capacityJan 4, 2016 → Apr 12, 2019
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Thrivent Investment Management Inc.IA capacityAug 26, 2010 → Dec 28, 2015
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Thrivent Investment Management Inc.BD capacityAug 1, 2007 → Dec 28, 2015
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Northstar Financial Partners, Inc.BD capacitySep 2, 2005 → Dec 8, 2006
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.