James Anthony Pallitto

CRD 5029533 · J.P. Morgan Securities LLC · Bernardsville, NJ

IA RegisteredBroker

Also appears in the source record as: James Anthony Pallitto III

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 31Series 7Series 6Series 65Series 63
Registered states (17): California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Illinois · Maryland · Massachusetts · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Texas · Virginia
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5029533 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (9)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Bernardsville, NJ · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Bernardsville, NJ · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Bridgewater, NJ · IA capacity

Oct 2, 2009 → Oct 14, 2014
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Bridgewater, NJ · BC capacity

Oct 2, 2009 → Oct 14, 2014
Morgan Stanley Smith Barney LLC
Short Hills, NJ · IA capacity

Jun 1, 2009 → Oct 5, 2009
Morgan Stanley Smith Barney
Short Hills, NJ · BC capacity

Jun 1, 2009 → Oct 5, 2009
Morgan Stanley & Co. Incorporated
Short Hills, NJ · IA capacity

Nov 21, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
Short Hills, NJ · BC capacity

Oct 26, 2007 → Jun 1, 2009
Pfs Investments Inc.
Brick, NJ · BC capacity

Nov 28, 2005 → Jul 11, 2007

Source & corrections

Where this page comes from

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