Paige Watson Lombardy

CRD 5034467 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Tuscaloosa, AL

IA RegisteredBroker

Also appears in the source record as: Paige Watson Farrish; Paige Watson Lombardy Na; Paige W Lombardy; Paige Elizabeth Watson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (22): Alabama · California · Colorado · Florida · Georgia · Illinois · Indiana · Kentucky · Louisiana · Michigan · Mississippi · Missouri · New Jersey · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · West Virginia · Wisconsin
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5034467 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Tuscaloosa, AL · IA capacity

Jan 31, 2020 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Tuscaloosa, AL · BC capacity

start not retrieved → present
Valic Financial Advisors, Inc.
IA capacity

Aug 9, 2011 → Feb 11, 2020
Valic Financial Advisors, Inc.
BD capacity

Jul 13, 2011 → Feb 11, 2020
Morgan Keegan & Company, Inc.
BD capacity

Nov 10, 2009 → Jul 18, 2011
Morgan Keegan & Company, Inc.
IA capacity

Nov 10, 2009 → Jul 18, 2011
Chase Investment Services Corp.
IA capacity

Apr 15, 2009 → Nov 10, 2009
Chase Investment Services Corp.
BD capacity

Mar 26, 2009 → Nov 10, 2009
Morgan Keegan & Company, Inc.
IA capacity

Nov 17, 2005 → Mar 12, 2009
Morgan Keegan & Company, Inc.
BD capacity

Oct 26, 2005 → Mar 12, 2009

Source & corrections

Where this page comes from

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