Scott Ratajczak

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

Series 99TOSIESeries 7Series 66Series 63

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

17

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (22)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Wyncote, PA · IA capacity
  start not retrieved → present
• Fidelity Brokerage Services LLCCurrent

  Covington, KY · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  Wyncote, PA · IA capacity
  Aug 31, 2022 → Mar 31, 2025
• Cuna Brokerage Services, Inc.

  Philadelphia, PA · IA capacity
  Apr 28, 2021 → May 10, 2022
• Cuna Brokerage Services, Inc.

  Philadelphia, PA · BC capacity
  Apr 28, 2021 → May 10, 2022
• Thrive Capital Management, LLC

  Fort Washington, PA · IA capacity
  Nov 25, 2020 → Feb 19, 2021
• Cornerstone Planning Group

  Fairfield, NJ · IA capacity
  Jul 20, 2020 → Oct 21, 2020
• Eagle Strategies LLC

  Bala Cynwyd, PA · IA capacity
  Apr 4, 2019 → Jul 29, 2020
• Nylife Securities LLC

  Bala Cynwyd, PA · BC capacity
  Jan 30, 2019 → Jul 29, 2020
• Santander Securities

  Florham Park, NJ · IA capacity
  Dec 26, 2017 → Jul 13, 2018
• Santander Securities LLC

  Florham Park, NJ · BC capacity
  Dec 26, 2017 → Jul 13, 2018
• Aegis Capital Corp.

  Morristown, NJ · IA capacity
  Nov 3, 2017 → Dec 22, 2017
• Aegis Capital Corp.

  Morristown, NJ · BC capacity
  Nov 2, 2017 → Dec 22, 2017
• Valic Financial Advisors, Inc.

  Berkeley Heights, NJ · IA capacity
  Jun 28, 2016 → Oct 26, 2017
• Valic Financial Advisors, Inc.

  Berkeley Heights, NJ · BC capacity
  Jun 27, 2016 → Oct 26, 2017
• Ameriprise Financial Services, Inc.

  Saddle Brook, NJ · IA capacity
  Oct 2, 2015 → Mar 11, 2016
• Ameriprise Financial Services, Inc.

  Saddle Brook, NJ · BC capacity
  Nov 6, 2014 → Mar 11, 2016
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Paramus, NJ · BC capacity
  Nov 2, 2012 → Apr 9, 2013
• Alexander Capital, L.P.

  Red Bank, NJ · BC capacity
  Jan 9, 2012 → Oct 12, 2012
• Garden State Securities, Inc.

  Hackensack, NJ · BC capacity
  Aug 14, 2008 → Jan 9, 2012
• The Concord Equity Group, LLC

  Saddle Brook, NJ · BC capacity
  Aug 23, 2007 → Aug 18, 2008
• J.P. Turner & Company, L.L.C.

  Saddlebrook, NJ · BC capacity
  Oct 24, 2005 → Aug 24, 2007

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.