Bryan Hugh Pepper

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (3)

SIESeries 7Series 66

Registered states (7)

Arizona · California · Colorado · Maine · New York · Oregon · Virginia

Years in the industry (source record)

19

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Charles Schwab & Co., Inc.

Firm CRD

5393

SEC number

801-29938

Assets under management

Not yet retrieved from the source record

Website

www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗

Phone

415-667-7000

Firm location

San Francisco, CA, 94105

Employment history (25)

From the source registration record · current first

• Charles Schwab & Co., Inc.Current

  Newport Beach, CA · BC capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  Newport Beach, CA · IA capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  Newport Beach, CA · IA capacity
  start not retrieved → present
• J.P. Morgan Securities LLC

  New York, NY · BC capacity
  Sep 10, 2021 → Oct 17, 2024
• J.P. Morgan Securities LLC

  Irvine, CA · IA capacity
  Sep 9, 2021 → Oct 17, 2024
• Prism Financial Concepts

  Scottsdale, AZ · IA capacity
  Jul 6, 2020 → Jul 13, 2021
• Friends And Family Financial LLC

  San Clemente, CA · IA capacity
  Oct 9, 2018 → Dec 31, 2020
• Verity Asset Management

  Laguna Hills, CA · IA capacity
  Aug 2, 2019 → Dec 26, 2019
• Verity Investments, Inc.

  Durham, NC · BC capacity
  Aug 2, 2019 → Dec 26, 2019
• Vantage Investment Advisors, LLC

  Overland Park, KS · IA capacity
  May 26, 2017 → Aug 14, 2017
• Mariner Wealth Advisors

  Overland Park, KS · IA capacity
  Mar 1, 2017 → Aug 14, 2017
• Mariner Wealth Advisors, LLC

  Overland Park, KS · IA capacity
  Mar 17, 2015 → Aug 14, 2017
• Mariner Wealth Advisors

  Overland Park, KS · IA capacity
  Oct 29, 2014 → Aug 14, 2017
• Montage Securities, LLC

  Overland Park, KS · BC capacity
  Dec 5, 2013 → Aug 14, 2017
• Firstpoint Financial, LLC

  Overland Park, KS · IA capacity
  Apr 14, 2015 → Mar 22, 2017
• Firstpoint Financial, LLC

  Leawood, KS · IA capacity
  Dec 10, 2013 → Jan 21, 2016
• Bfc Planning, Inc.

  Irvine, CA · IA capacity
  Aug 29, 2013 → Dec 3, 2013
• Berthel, Fisher & Company Financial Services, Inc.

  Irvine, CA · BC capacity
  Aug 29, 2013 → Dec 3, 2013
• Lpl Financial LLC

  Irvine, CA · IA capacity
  Dec 14, 2012 → Sep 25, 2013
• Lpl Financial LLC

  Irvine, CA · BC capacity
  Dec 13, 2012 → Sep 25, 2013
• Berthel Fisher & Company Financial Services, Inc.

  Irvine, CA · IA capacity
  Feb 3, 2009 → Dec 14, 2012
• Wachovia Securities, LLC

  Irvine, CA · IA capacity
  Jan 1, 2008 → Feb 13, 2009
• Wachovia Securities, LLC

  Irvine, CA · BC capacity
  Jan 1, 2008 → Feb 13, 2009
• A. G. Edwards & Sons, Inc.

  Irvine, CA · BC capacity
  Feb 16, 2006 → Jan 3, 2008
• A. G. Edwards & Sons, Inc.

  Irvine, CA · IA capacity
  May 1, 2006 → Jan 1, 2008

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.