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Pelham Staples

CRD 5041021  ·  J.P. Morgan Securities LLC  ·  San Antonio, TX

IA RegisteredBroker

Also appears in the source record as: Pelham P Staples; Pelham Porter Staples IV; Pelham Staples; Pell Staples; Pelham Porter Staples; Pelham Staples IV

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration
Active
Investment adviser registration
Active
Exams passed (8)
Series 7TOSIESeries 7Series 6Series 24Series 66Series 65Series 63
Registered states (53)
Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record)
14
Professional designations
Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5041021 contains one or more disclosure events as of Aug 20, 2026.

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FINRA BrokerCheck ↗  ·  SEC IAPD ↗

Current firm

From the firm record

Firm
J.P. Morgan Securities LLC
Firm CRD
79
SEC number
801-3702
Assets under management
$429.7B as of Jun 30, 2026
Website
wealthpartners.jpmorgan.com ↗
Phone
800-999-2000
Firm location
New York, NY, 10017

Employment history (13)

From the source registration record · current first

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5041021 ↗ FINRA BrokerCheck record for CRD 5041021 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.