Lon Leon Nou

CRD 5042592 · Wells Fargo Advisors · St. Louis, MO

BrokerRegistration inactive

Also appears in the source record as: Lon Nou

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (9): SIESeries 7Series 6Series 24Series 23Series 10Series 9Series 66Series 63
Registered states (1): Arizona
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Fsc Securities Corporation
Atlanta, GA · BC capacity

May 24, 2017 → Jan 6, 2023
Sagepoint Financial, Inc.
Phoenix, AZ · IA capacity

Nov 20, 2018 → Aug 26, 2022
Woodbury Financial Services, Inc.
Oakdale, MN · BC capacity

May 24, 2017 → Aug 26, 2022
Sagepoint Financial, Inc.
Scottsdale, AZ · BC capacity

May 24, 2017 → Aug 26, 2022
Royal Alliance Associates, Inc.
Scottsdale, AZ · BC capacity

May 24, 2017 → Aug 26, 2022
Charles Schwab & Co., Inc.
Phoenix, AZ · BC capacity

Dec 9, 2009 → May 23, 2017
Vanguard Marketing Corporation
Scottsdale, AZ · BC capacity

Oct 25, 2005 → Sep 12, 2007

Source & corrections

Where this page comes from

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