Tommaso De Nardo

CRD 5042673 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Tommaso Denardo

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5042673 contains one or more disclosure events as of Aug 20, 2026.

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FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Lpl Financial LLC
New York, NY · IA capacity

Jul 19, 2023 → Sep 24, 2024
Lpl Financial LLC
New York, NY · BC capacity

Jul 19, 2023 → Sep 24, 2024
Bancwest Investment Services, Inc. (Bwis)
New York, NY · IA capacity

Feb 1, 2018 → Jul 19, 2023
Bancwest Investment Services, Inc.
New York, NY · BC capacity

Feb 1, 2018 → Jul 19, 2023
Oppenheimer & Co. Inc.
New York, NY · IA capacity

Dec 28, 2015 → Feb 2, 2018
Oppenheimer & Co. Inc.
New York, NY · BC capacity

Dec 11, 2015 → Feb 2, 2018
Maxim Group LLC
New York, NY · BC capacity

Jan 21, 2010 → Jan 5, 2016
Chicago Investment Group, LLC
New York, NY · BC capacity

Jan 4, 2006 → Feb 8, 2010

Source & corrections

Where this page comes from

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