Thomas Edward Costello

CRD 5050664 · Captrust · Alpharetta, GA

IA RegisteredRegistration inactive

Also appears in the source record as: Thomas Costello

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Inactive
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (1): Georgia
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (10)

From the source registration record · current first

CaptrustCurrent
Alpharetta, GA · IA capacity

Mar 3, 2025 → present
Wells Fargo Advisors
IA capacity

Feb 1, 2023 → Feb 4, 2025
Wells Fargo Clearing Services, LLC
BD capacity

Jan 30, 2023 → Feb 4, 2025
Charles Schwab & Co., Inc.
IA capacity

Jun 5, 2020 → Dec 13, 2022
Charles Schwab & Co., Inc.
BD capacity

May 23, 2020 → Dec 13, 2022
Usaa Investment Management Company
IA capacity

Jan 8, 2018 → May 24, 2020
Usaa Financial Advisors, Inc.
BD capacity

Mar 8, 2010 → May 24, 2020
Usaa Financial Planning Services
IA capacity

Mar 9, 2010 → Jan 8, 2018
Ameriprise Financial Services, Inc.
IA capacity

Mar 8, 2006 → Oct 21, 2008
Ameriprise Financial Services, Inc.
BD capacity

Feb 8, 2006 → Oct 21, 2008

Source & corrections

Where this page comes from

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