Adam Clemens

CRD 5062357 · J.P. Morgan Securities LLC · Naperville, IL

IA RegisteredBroker

Also appears in the source record as: Adam M Clemens; Adam Michael Clemens; Adam Clemens

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (19): Arizona · California · Florida · Illinois · Indiana · Iowa · Michigan · Minnesota · Missouri · New Jersey · New York · North Carolina · Oklahoma · Pennsylvania · South Carolina · Tennessee · Texas · Washington · Wisconsin
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (11)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Naperville, IL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Naperville, IL · BC capacity

start not retrieved → present
Advisors Asset Management, Inc.
Lisle, IL · IA capacity

Jun 4, 2013 → Nov 16, 2020
Advisors Asset Management, Inc.
Lisle, IL · BC capacity

Jun 4, 2013 → Nov 16, 2020
Rbc Capital Markets, LLC
Orland Park, IL · IA capacity

Mar 19, 2012 → Jun 4, 2013
Rbc Capital Markets, LLC
Orland Park, IL · BC capacity

Mar 19, 2012 → Jun 4, 2013
Ameriprise Financial Services, Inc.
Orland Park, IL · IA capacity

Dec 14, 2011 → Mar 23, 2012
Ameriprise Financial Services, Inc.
Orland Park, IL · BC capacity

Nov 23, 2011 → Mar 23, 2012
Uvest Financial Services Group, Inc.
Palos Heights, IL · BC capacity

Jan 23, 2008 → Nov 6, 2008
Ifmg Securities, Inc.
Palos Heights, IL · BC capacity

Nov 22, 2006 → Feb 5, 2008
Tcf Investments, Inc.
Evergreen Park, IL · BC capacity

Nov 22, 2005 → Dec 31, 2006

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5062357 ↗ FINRA BrokerCheck record for CRD 5062357 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.