Peggy Knobbe

CRD 5069966 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Peggy Ann Aubuchon; Peggy A Knobbe

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (1): Missouri
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5069966 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Fyra Capital Management
St Charles, MO · IA capacity

Aug 26, 2021 → May 19, 2022
Ae Financial Services, LLC
Topeka, KS · BC capacity

Aug 26, 2021 → May 19, 2022
Calton & Associates, Inc.
Saint Charles, MO · IA capacity

Jul 12, 2016 → Aug 25, 2021
Calton & Associates, Inc.
Saint Charles, MO · BC capacity

Jul 12, 2016 → Aug 25, 2021
Vsr Advisory Services
Saint Charles, MO · IA capacity

Jan 23, 2009 → Jul 12, 2016
Vsr Financial Services, Inc.
Saint Charles, MO · BC capacity

Jun 20, 2008 → Jul 12, 2016

Source & corrections

Where this page comes from

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