Karriem H Pierre
Also appears in the source record as: Karriem Hassan Pierre; Karriem Pierre
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- SIESeries 7Series 6Series 66Series 63
- Registered states (16)
- California · Florida · Georgia · Illinois · Maryland · Massachusetts · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · South Carolina · Texas · Virginia · Wisconsin
- Years in the industry (source record)
- 15
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (12)
From the source registration record · current first
-
start not retrieved → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsVirginia Beach, VA · IA capacityJul 29, 2021 → Mar 31, 2025
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedNorfolk, VA · IA capacityMar 11, 2016 → Jun 18, 2021
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedNorfolk, VA · BC capacityMar 11, 2016 → Jun 18, 2021
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Wells Fargo Advisors, LLCVirginia Beach, VA · IA capacityAug 12, 2014 → Feb 26, 2016
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Wells Fargo Advisors, LLCVirginia Beach, VA · BC capacityAug 12, 2014 → Feb 26, 2016
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Park Avenue Securities LLCVirginia Beach, VA · IA capacityOct 25, 2010 → Jan 14, 2013
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Park Avenue Securities LLCVirginia Beach, VA · BC capacityOct 18, 2010 → Jan 14, 2013
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Edward JonesSt. Louis, MO · IA capacityMay 22, 2008 → Nov 12, 2008
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Edward JonesSt. Louis, MO · BC capacityApr 23, 2008 → Nov 12, 2008
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Mml Investors Services, Inc.Virginia Beach, VA · BC capacityMay 25, 2007 → Mar 18, 2008
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.