David Nicolas Gonzaga

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

SIESeries 7Series 6Series 65Series 63

Registered states (36)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Louisiana · Maryland · Massachusetts · Michigan · Missouri · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin

Years in the industry (source record)

18

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Wells Fargo Advisors

Firm CRD

19616

SEC number

801-37967

Assets under management

$671.4B as of Jun 23, 2026

Website

www.twitter.com/WFINVESTING ↗

Phone

314-875-3000

Firm location

St. Louis, MO, 63103-2205

Employment history (20)

From the source registration record · current first

• Wells Fargo AdvisorsCurrent

  Bee Cave, TX · IA capacity
  Jan 9, 2026 → present
• Wells Fargo Clearing Services, LLCCurrent

  Bee Cave, TX · BC capacity
  Jan 9, 2026 → present
• World Investments, LLC

  Austin, TX · BC capacity
  Oct 31, 2025 → Jan 8, 2026
• World Investment Advisors, LLC

  Austin, TX · IA capacity
  Jun 24, 2024 → Jan 8, 2026
• Pensionmark Securities, LLC

  Austin, TX · BC capacity
  May 10, 2024 → Oct 31, 2025
• Rocket Dollar Capital, LLC

  Kyle, TX · BC capacity
  Feb 21, 2023 → May 6, 2024
• Edward Jones

  Leander, TX · IA capacity
  Aug 9, 2021 → Oct 12, 2021
• Edward Jones

  St. Louis, MO · BC capacity
  Aug 9, 2021 → Oct 12, 2021
• Kestra Advisory Services, LLC

  Houston, TX · IA capacity
  Mar 30, 2017 → Jul 23, 2021
• Kestra Investment Services, LLC

  Houston, TX · BC capacity
  Mar 30, 2017 → Jul 23, 2021
• Cls Partners Retirement Services

  Austin, TX · IA capacity
  Oct 21, 2016 → Mar 30, 2017
• Raymond James Financial Services Advisors, Inc

  Austin, TX · IA capacity
  Jan 9, 2014 → Nov 1, 2016
• Raymond James Financial Services, Inc.

  Austin, TX · BC capacity
  Jan 7, 2014 → Nov 1, 2016
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Austin, TX · IA capacity
  Oct 22, 2008 → Jan 3, 2014
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Austin, TX · BC capacity
  Oct 22, 2008 → Jan 3, 2014
• Morgan Stanley & Co. Incorporated

  Austin, TX · IA capacity
  Jul 24, 2008 → Oct 16, 2008
• Morgan Stanley & Co. Incorporated

  Austin, TX · BC capacity
  Jul 24, 2008 → Oct 16, 2008
• Ubs Financial Services Inc.

  Austin, TX · IA capacity
  Nov 13, 2007 → Jul 24, 2008
• Ubs Financial Services Inc.

  Austin, TX · BC capacity
  Mar 20, 2007 → Jul 24, 2008
• Aig Sunamerica Capital Services, Inc.

  Woodland Hills, CA · BC capacity
  May 22, 2006 → Nov 27, 2006

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.