Patrick Thor

CRD 5079743 · Wells Fargo Advisors · San Jose, CA

IA RegisteredBroker

Also appears in the source record as: Patrick J Thor; Patrick James Thor

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (5): Arizona · California · Michigan · Nevada · Texas
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (17)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
San Jose, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
San Jose, CA · BC capacity

start not retrieved → present
Ameriprise Financial Services, LLCCurrent
Santa Clara, CA · IA capacity

start not retrieved → present
Ameriprise Financial Services, LLCCurrent
San Francisco, CA · IA capacity

start not retrieved → present
Ameriprise Financial Services, LLCCurrent
Santa Clara, CA · IA capacity

start not retrieved → present
Ameriprise Financial Services, LLCCurrent
San Francisco, CA · IA capacity

start not retrieved → present
Ameriprise Financial Services, LLC
San Francisco, CA · BC capacity

Nov 3, 2023 → Jul 27, 2026
Comerica Securities
San Francisco, CA · IA capacity

Oct 30, 2019 → Nov 3, 2023
Comerica Securities
San Francisco, CA · BC capacity

Oct 29, 2019 → Nov 3, 2023
Pfg Advisors
Redwood City, CA · IA capacity

Apr 20, 2016 → Apr 19, 2018
Securities America, Inc.
Santa Clara, CA · BC capacity

Oct 10, 2017 → Apr 13, 2018
Lpl Financial LLC
Santa Clara, CA · BC capacity

Apr 8, 2016 → Oct 19, 2017
Cuso Financial Services, L.P.
Redwood City, CA · IA capacity

May 7, 2012 → Apr 14, 2016
Cuso Financial Services, L.P.
Redwood City, CA · BC capacity

May 7, 2012 → Apr 14, 2016
Unionbanc Investment Services, LLC
Menlo Park, CA · IA capacity

Mar 19, 2009 → Nov 7, 2011
Unionbanc Investment Services, LLC
Menlo Park, CA · BC capacity

Mar 19, 2009 → Nov 7, 2011
Atlas Securities, LLC
San Jose, CA · BC capacity

Feb 17, 2006 → Feb 1, 2007

Source & corrections

Where this page comes from

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