Lucas Wayne Dorrough

CRD 5081856 · Wells Fargo Advisors · Fort Collins, CO

IA RegisteredBroker

Also appears in the source record as: Lucas Dorrough

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 10Series 9Series 66
Registered states (2): California · Colorado
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (9)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Fort Collins, CO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Fort Collins, CO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Fort Collins, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.
Windsor, CO · IA capacity

Feb 26, 2018 → Jun 21, 2024
Charles Schwab & Co., Inc.
Lone Tree, CO · BC capacity

Nov 9, 2017 → Jun 21, 2024
Lpl Financial Corporation
Washington, MO · IA capacity

Nov 9, 2006 → Jan 7, 2009
Lpl Financial Corporation
Washington, MO · BC capacity

Nov 9, 2006 → Jan 7, 2009
Ameriprise Financial Services, Inc.
Chesterfield, MO · IA capacity

Mar 22, 2006 → May 16, 2006
Ameriprise Financial Services, Inc.
Chesterfield, MO · BC capacity

Mar 10, 2006 → May 16, 2006

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5081856 ↗ FINRA BrokerCheck record for CRD 5081856 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.