Sandre Naumoski

CRD 5082062 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Yardley, PA

IA RegisteredBroker

Also appears in the source record as: Sunny Naumoski

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (48): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (14)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Yardley, PA · IA capacity

Sep 10, 2015 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Yardley, PA · BC capacity

start not retrieved → present
Gwn Securities Inc.
BD capacity

Dec 9, 2014 → Aug 28, 2015
Gwn Securities Inc.
IA capacity

Dec 9, 2014 → Aug 28, 2015
Voya Financial Advisors, Inc.
BD capacity

Jan 3, 2011 → Dec 10, 2014
Voya Financial Advisors, Inc.
IA capacity

Jan 3, 2011 → Dec 10, 2014
Ing Financial Advisers, LLC
BD capacity

Nov 18, 2008 → Jan 3, 2011
Ing Financial Advisers, LLC
IA capacity

Nov 18, 2008 → Jan 3, 2011
Haddon Financial Group, Inc.
IA capacity

Apr 2, 2008 → Nov 20, 2008
Sii Investments, Inc.
BD capacity

Mar 28, 2008 → Nov 5, 2008
Axa Advisors, LLC
IA capacity

Jul 17, 2007 → Mar 19, 2008
Axa Advisors, LLC
BD capacity

Jul 6, 2007 → Mar 19, 2008
Aig Financial Advisors, Inc.
IA capacity

Jul 6, 2006 → Oct 31, 2006
Aig Financial Advisors, Inc.
BD capacity

Apr 13, 2006 → Oct 31, 2006

Source & corrections

Where this page comes from

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