Sheila Maureen Harvey

CRD 5083092 · Captrust · Chesterton, IN

IA RegisteredBroker

Also appears in the source record as: Sheila Maureen Phelan; Sheila Phelan; Phelan Shelia

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (2): Indiana · Texas
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (8)

From the source registration record · current first

Capfinancial Securities, LLC.Current
Chesterton, IN · BD capacity

May 3, 2023 → present
CaptrustCurrent
Chesterton, IN · IA capacity

May 3, 2023 → present
Morgan Stanley
BD capacity

Jun 1, 2009 → Apr 10, 2023
Morgan Stanley
IA capacity

Jun 1, 2009 → Apr 10, 2023
Morgan Stanley & Co. Incorporated
BD capacity

Nov 6, 2008 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Nov 6, 2008 → Jun 1, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

May 30, 2007 → Nov 4, 2008
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jan 10, 2007 → Nov 4, 2008

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5083092 ↗ FINRA BrokerCheck record for CRD 5083092 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.