Mubarak Ahmed

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Not registered in this capacity

Exams passed (6)

Series 82TOSeries 99TOSeries 7TOSeries 24Series 27Series 63

Registered states (2)

New Jersey · New York

Years in the industry (source record)

13

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Bofa Securities Prime, Inc.

Firm CRD

316331

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (20)

From the source registration record · current first

• Bofa Securities, Inc.Current

  New York, NY · BC capacity
  start not retrieved → present
• Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent

  New York, NY · BC capacity
  start not retrieved → present
• Bofa Securities Prime, Inc.Current

  New York, NY · BC capacity
  start not retrieved → present
• Valuable Capital Securities

  Irvine, CA · BC capacity
  Sep 12, 2022 → Jan 5, 2023
• Viewtrade Securities, Inc.

  Jersey City, NJ · BC capacity
  Feb 18, 2022 → Jan 4, 2023
• Dasta Financial, LLC

  New York, NY · BC capacity
  Dec 13, 2022 → Jan 3, 2023
• Optionality Securities

  West Conshohocken, PA · BC capacity
  Feb 28, 2022 → Jan 2, 2023
• Global Shares Financial Services Inc.

  Jersey City, NJ · BC capacity
  Sep 28, 2020 → Dec 9, 2022
• Tapp Engine Securities

  Quincy, MA · BC capacity
  Mar 24, 2022 → Dec 5, 2022
• Brasil Plural Securities LLC

  New York, NY · BC capacity
  Jul 28, 2020 → Dec 2, 2022
• Securrency Securities Inc.

  Bedford Hills, NY · BC capacity
  Oct 27, 2021 → Dec 1, 2022
• Aag Capital, Inc

  Wesley Chapel, FL · BC capacity
  Jan 13, 2021 → Dec 1, 2022
• Gtn Americas Financial Services

  New York, NY · BC capacity
  Nov 8, 2022 → Nov 29, 2022
• Synapse Brokerage LLC

  Parker, CO · BC capacity
  Oct 7, 2022 → Nov 29, 2022
• Oasis Pro Markets LLC

  Stamford, CT · BC capacity
  Jan 4, 2021 → Oct 26, 2021
• Carta Securities, LLC

  New York, NY · BC capacity
  Apr 1, 2019 → Mar 6, 2020
• Mirae Asset Securities (USA) Inc.

  New York, NY · BC capacity
  Jun 25, 2018 → Dec 10, 2018
• E D & F Man Capital Markets Inc.

  New York, NY · BC capacity
  Mar 15, 2017 → Jun 21, 2018
• National Financial Services LLC

  Jersey City, NJ · BC capacity
  Aug 7, 2012 → Mar 16, 2017
• Fidelity Brokerage Services LLC

  Jersey City, NJ · BC capacity
  Aug 7, 2012 → Nov 5, 2013

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.