Sammy Carrasquillo

CRD 5084216 · Fidelity Brokerage Services LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Sam Carrasquillo; Sammy J Carrasquillo; Sammy Junito Carrasquillo; Sammy Carrasquillo

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 53Series 24Series 52TOSIESeries 7
Registered states (23): Arizona · California · Connecticut · Delaware · Florida · Illinois · Kansas · Louisiana · Maryland · Massachusetts · Michigan · Montana · New Jersey · New York · North Carolina · Oregon · Pennsylvania · Rhode Island · Texas · Utah · Vermont · Washington · Wisconsin
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5084216 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (19)

From the source registration record · current first

Strategic Advisers LLCCurrent
New York, NY · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Wilton, CT · BD capacity

Apr 1, 2022 → present
Fidelity Brokerage Services LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

May 20, 2022 → Mar 31, 2025
Unfcu Advisors LLC
IA capacity

Aug 9, 2018 → Mar 2, 2022
Copper Financial
BD capacity

Apr 30, 2018 → Mar 2, 2022
Raymond James Financial Services Advisors, Inc
IA capacity

Apr 2, 2015 → May 1, 2018
Raymond James Financial Services, Inc.
BD capacity

Mar 31, 2015 → May 1, 2018
Hsbc Securities (USA) Inc.
BD capacity

Dec 13, 2013 → Apr 2, 2015
Hsbc Securities (USA) Inc.
IA capacity

Dec 13, 2013 → Apr 2, 2015
Td Ameritrade, Inc.
BD capacity

Mar 10, 2011 → Dec 17, 2013
Td Ameritrade, Inc.
IA capacity

Mar 10, 2011 → Dec 17, 2013
Amerivest Investment Management, LLC
IA capacity

Mar 10, 2011 → Dec 17, 2013
Chase Investment Services Corp.
BD capacity

Jan 6, 2010 → Mar 9, 2011
Chase Investment Services Corp.
IA capacity

Jan 6, 2010 → Mar 9, 2011
Citigroup Global Markets Inc.
BD capacity

May 29, 2007 → Dec 19, 2009
Citigroup Global Markets Inc.
IA capacity

May 29, 2007 → Dec 19, 2009
Citicorp Investment Services
IA capacity

Feb 28, 2007 → May 29, 2007
Citicorp Investment Services
BD capacity

Feb 17, 2006 → May 29, 2007

Source & corrections

Where this page comes from

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