Christopher James Casner
Also appears in the source record as: Chris Casner; Christopher Casner; Christopher J Casner
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- Series 66Series 7TOSIESeries 7
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 20
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- T. Rowe Price Associates, Inc.
- Firm CRD
- 105496
- SEC number
- 801-856
- Assets under management
- $2.2T as of Mar 31, 2026
- Website
- www.troweprice.com ↗
- Phone
- 410-345-2000
- Firm location
- Baltimore, MD, 21231
Employment history (14)
From the source registration record · current first
-
Dec 14, 2023 → present
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Nov 6, 2023 → present
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Lpl Financial LLCBD capacityDec 4, 2017 → Dec 31, 2020
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Sfg Wealth ManagementIA capacityDec 4, 2017 → Dec 31, 2020
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Jemma Financial ServicesIA capacitySep 2, 2016 → Dec 4, 2017
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M. S. Howells & Co.BD capacitySep 28, 2016 → Dec 1, 2017
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Coastal Equities, Inc.BD capacityApr 25, 2016 → Sep 29, 2016
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Coastal Investment AdvisorsIA capacityApr 25, 2016 → Sep 14, 2016
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Sagepoint Financial, Inc.IA capacityFeb 12, 2015 → Jan 14, 2016
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Sagepoint Financial, Inc.BD capacityFeb 4, 2015 → Jan 14, 2016
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Metlife Securities Inc.IA capacityJan 27, 2010 → Jan 20, 2015
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Metlife Securities Inc.BD capacityJan 13, 2010 → Jan 20, 2015
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Ameriprise Financial Services, Inc.IA capacityAug 28, 2006 → Jan 6, 2010
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Ameriprise Financial Services, Inc.BD capacityJul 26, 2006 → Jan 6, 2010
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.