Simon B Manoyan

CRD 5085457 · Charles Schwab & Co., Inc. · Chicago, IL

IA RegisteredBroker

Also appears in the source record as: Simon Benjamin Manoyan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 63Series 65
Registered states (1): Illinois
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (13)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Chicago, IL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Chicago, IL · BC capacity

start not retrieved → present
Cliftonlarsonallen Wealth Advisors, LLC
Oak Brook, IL · BC capacity

Dec 19, 2017 → Jul 1, 2021
Cliftonlarsonallen Wealth Advisors, LLC
Oak Brook, IL · IA capacity

Aug 25, 2017 → Jul 1, 2021
Bkd Wealth Advisors, LLC
Oakbrook Terrace, IL · IA capacity

Nov 4, 2014 → Apr 11, 2017
Wolf Financial Management, LLC
Oakbrook Terrace, IL · IA capacity

Mar 20, 2014 → Oct 30, 2015
Wolf Financial Management, LLC
Oakbrook Terrace, IL · BC capacity

May 15, 2014 → May 30, 2014
Taylor Capital Management Inc.
Oakbrook Terrace, IL · BC capacity

Sep 24, 2013 → Nov 7, 2013
Money Concepts Advisory Service
Libertyville, IL · IA capacity

May 7, 2013 → Aug 19, 2013
Money Concepts Capital Corp
Libertyville, IL · BC capacity

May 3, 2011 → Aug 19, 2013
Fifth Third Securities, Inc.
Elmhurst, IL · BC capacity

May 5, 2009 → Jun 12, 2009
Van Kampen Funds Inc.
Oakbrook Terrace, IL · BC capacity

Apr 16, 2007 → Aug 13, 2008
E*trade Securities LLC
Chicago, IL · BC capacity

Jun 26, 2006 → Apr 19, 2007

Source & corrections

Where this page comes from

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