Wilford H Lawrence

CRD 5093757 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Yardley, PA

IA RegisteredBroker

Also appears in the source record as: Wilford Harry Lawrence IV; Wilford H Lawrence IV

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (22): Arizona · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Maryland · Massachusetts · Nebraska · Nevada · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Wisconsin
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5093757 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (6)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Yardley, PA · IA capacity

Nov 13, 2008 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Yardley, PA · BC capacity

start not retrieved → present
Wachovia Securities, LLC
BD capacity

Aug 1, 2007 → Nov 10, 2008
Wachovia Securities, LLC
IA capacity

Aug 1, 2007 → Nov 10, 2008
Ameriprise Financial Services, Inc.
BD capacity

Jul 20, 2006 → Jul 24, 2007
Ameriprise Financial Services, Inc.
IA capacity

Jul 20, 2006 → Jul 24, 2007

Source & corrections

Where this page comes from

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