Konstantinos Panayiotis Gregory

CRD 5096099 · J.P. Morgan Securities LLC · Yorba Linda, CA

IA RegisteredBroker

Also appears in the source record as: Kg Gregory; Konstandinos P Gregory; Konstandinos Panayiotis Gregory; Konstandinos Gregory; Konstantinos P Gregory; Konstantinos Gregory

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (34): Arizona · California · Colorado · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Louisiana · Maryland · Massachusetts · Minnesota · Missouri · Montana · Nevada · New Jersey · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (11)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Yorba Linda, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Yorba Linda, CA · BC capacity

start not retrieved → present
Lpl Financial LLC
Tustin, CA · IA capacity

Feb 9, 2012 → Nov 5, 2012
Lpl Financial LLC
Tustin, CA · BC capacity

Feb 9, 2012 → Nov 5, 2012
Chase Investment Services Corp.
Rialto, CA · IA capacity

Apr 19, 2011 → Nov 8, 2011
Chase Investment Services Corp.
Rialto, CA · BC capacity

Apr 19, 2011 → Nov 8, 2011
Mfc Global Investment Management (U.S.), LLC
Boston, MA · IA capacity

Dec 18, 2007 → Jul 23, 2010
John Hancock Advisers, LLC
Boston, MA · IA capacity

Dec 18, 2007 → Jul 23, 2010
John Hancock Funds, LLC
Boston, MA · BC capacity

Oct 24, 2007 → Jun 28, 2010
Wells Fargo Investments, LLC
Fontana, CA · IA capacity

Mar 24, 2006 → Sep 12, 2007
Wells Fargo Investments, LLC
Fontana, CA · BC capacity

Mar 15, 2006 → Sep 12, 2007

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5096099 ↗ FINRA BrokerCheck record for CRD 5096099 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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