Larissa Neto Alvarez

CRD 5104535 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Larissa N Alvarez; Larissa Alvarez; Larissa N Millikan; Larissa Neto Millikan; Larissa Santa Flor Reis O Neto

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 7Series 10Series 9Series 24Series 65Series 63Series 66
Registered states (7): Arkansas · Massachusetts · Minnesota · North Dakota · Oklahoma · Utah · Washington
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (17)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Minneapolis, MN · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Maple Grove, MN · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
Minneapolis, MN · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Minneapolis, MN · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Maple Grove, MN · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Minneapolis, MN · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Minneapolis, MN · IA capacity

start not retrieved → present
Lpl Financial LLC
Plymouth, MN · BC capacity

Jun 8, 2018 → May 18, 2022
Wealth Enhancement Advisory Services, LLC
Plymouth, MN · IA capacity

Jul 8, 2019 → Apr 29, 2022
Wealth Enhancement Brokerage Services, LLC
Plymouth, MN · BC capacity

Jun 12, 2018 → Apr 29, 2022
Lpl Financial LLC
Plymouth, MN · IA capacity

Mar 30, 2021 → Apr 14, 2021
Deutsche Bank Securities Inc.
Jacksonville, FL · BC capacity

Jan 3, 2012 → Jan 3, 2018
Db Securities Services Nj Inc.
Jersey City, NJ · BC capacity

Jun 30, 2011 → Jan 3, 2012
Ameriprise Financial Services, Inc.
Blue Ash, OH · IA capacity

Oct 25, 2010 → Jun 20, 2011
Ameriprise Financial Services, Inc.
Blue Ash, OH · BC capacity

Dec 15, 2009 → Jun 20, 2011

Source & corrections

Where this page comes from

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