Gary Rivano

CRD 5104768 · Fidelity Brokerage Services LLC · Mount Pleasant, SC

IA RegisteredBroker

Also appears in the source record as: Gary M Rivano Jr.; Gary M Rivano; Gary Michael Rivano Jr; Gary Michael Rivano

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 10Series 9SIESeries 7
Registered states (8): Arizona · California · Florida · Georgia · Massachusetts · South Carolina · Texas · Utah
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5104768 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (16)

From the source registration record · current first

Strategic Advisers LLCCurrent
Mount Pleasant, SC · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Mount Pleasant, SC · BD capacity

Sep 23, 2016 → present
Fidelity Brokerage Services LLCCurrent
Mount Pleasant, SC · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Oct 5, 2016 → Jul 13, 2018
Raymond James & Associates, Inc.
BD capacity

Sep 6, 2016 → Sep 15, 2016
Raymond James & Associates, Inc.
IA capacity

Sep 6, 2016 → Sep 15, 2016
Deutsche Bank Securities Inc.
BD capacity

Apr 22, 2014 → Sep 6, 2016
Deutsche Bank Securities Inc.
IA capacity

Apr 22, 2014 → Sep 6, 2016
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2012 → Apr 3, 2014
J.P. Morgan Securities LLC
IA capacity

Oct 1, 2012 → Apr 3, 2014
Chase Investment Services Corp.
IA capacity

Mar 15, 2012 → Oct 1, 2012
Chase Investment Services Corp.
BD capacity

Mar 14, 2012 → Oct 1, 2012
Strategic Advisers, Inc.
IA capacity

Jul 14, 2008 → Jun 6, 2011
Fidelity Brokerage Services LLC
BD capacity

May 16, 2007 → Jun 3, 2011
Fidelity Brokerage Services LLC
BD capacity

Apr 26, 2006 → Dec 11, 2006

Source & corrections

Where this page comes from

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