Charles Sautter

CRD 5105760 · Edward Jones · Houston, TX

IA RegisteredBroker

Also appears in the source record as: Chad Jeremy Sautter; Charles Jeremy Sautter

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (3): Colorado · Mississippi · Texas
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (12)

From the source registration record · current first

Edward JonesCurrent
Houston, TX · BC capacity

start not retrieved → present
Edward JonesCurrent
Houston, TX · IA capacity

start not retrieved → present
Edward JonesCurrent
Houston, TX · IA capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Houston, TX · IA capacity

Jul 13, 2020 → Apr 5, 2023
Fidelity Brokerage Services LLC
Houston, TX · BC capacity

Jul 8, 2020 → Apr 3, 2023
Lpl Financial LLC
Spring, TX · IA capacity

Oct 24, 2019 → Jul 14, 2020
Lpl Financial LLC
Fort Mill, SC · BC capacity

Oct 24, 2019 → Jul 14, 2020
John Hancock Advisers, LLC
Boston, MA · IA capacity

Nov 8, 2018 → Mar 29, 2019
John Hancock Funds, LLC
Boston, MA · BC capacity

Nov 4, 2010 → Mar 29, 2019
Manulife Asset Management (US) LLC
Spring, TX · IA capacity

Nov 14, 2017 → Nov 8, 2018
Signator Investors, Inc.
Boston, MA · IA capacity

May 14, 2013 → Dec 31, 2014
John Hancock Distributors LLC
Boston, MA · BC capacity

Mar 21, 2006 → Dec 31, 2012

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5105760 ↗ FINRA BrokerCheck record for CRD 5105760 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.