Kirsten L Richards

CRD 5113685 · Morgan Stanley · Holladay, UT

IA RegisteredBroker

Also appears in the source record as: Kirsten Leigh Arcilesi; Kirsten Leigh Richards; Kirsten Richards

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 66Series 4Series 9Series 10Series 99TOSIESeries 31Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
Holladay, UT · IA capacity

Sep 16, 2024 → present
Wells Fargo Advisors Financial Network, LLC
BD capacity

Nov 10, 2022 → Apr 11, 2024
Wells Fargo Advisors
IA capacity

Nov 10, 2022 → Apr 11, 2024
Wells Fargo Clearing Services, LLC
BD capacity

Sep 19, 2019 → Nov 10, 2022
Wells Fargo Clearing Services, LLC
IA capacity

Sep 19, 2019 → Nov 10, 2022
Morgan Stanley
BD capacity

Jan 19, 2017 → Sep 16, 2019
Morgan Stanley
IA capacity

Jan 19, 2017 → Sep 16, 2019
Wells Fargo Clearing Services, LLC
BD capacity

Jul 5, 2012 → Jan 18, 2017
Wells Fargo Clearing Services, LLC
IA capacity

Jul 5, 2012 → Jan 18, 2017
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → Jul 11, 2012
Morgan Stanley Smith Barney LLC
IA capacity

Jun 1, 2009 → Jul 11, 2012
Morgan Stanley & Co. Incorporated
IA capacity

Jan 10, 2008 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
BD capacity

Nov 15, 2007 → Jun 1, 2009

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5113685 ↗ FINRA BrokerCheck record for CRD 5113685 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.