Candace Antoinette Ellison

CRD 5114070 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Candace Ellison

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 3Series 7Series 24Series 10Series 9Series 66
Registered states (2): California · Texas
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
Fort Worth, TX · IA capacity

Jul 13, 2017 → Oct 30, 2017
Td Ameritrade Investment Management, LLC
Fort Worth, TX · IA capacity

Jul 13, 2017 → Oct 30, 2017
Td Ameritrade, Inc.
Fort Worth, TX · BC capacity

Jul 13, 2017 → Oct 30, 2017
Rbc Capital Markets, LLC
Dallas, TX · IA capacity

Apr 23, 2014 → Jul 18, 2017
Rbc Capital Markets, LLC
Dallas, TX · BC capacity

Apr 23, 2014 → Jul 18, 2017
Wells Fargo Advisors, LLC
Indianapolis, IN · IA capacity

Jun 13, 2011 → Apr 8, 2014
Wells Fargo Advisors, LLC
Indianapolis, IN · BC capacity

May 18, 2011 → Apr 8, 2014
First Clearing, LLC
St. Louis, MO · BC capacity

Sep 10, 2008 → Jul 18, 2011
Edward Jones
St Louis, MO · BC capacity

Jan 3, 2008 → Jul 29, 2008

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5114070 ↗ FINRA BrokerCheck record for CRD 5114070 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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