Michael D. Mccubbin
Also appears in the source record as: Michael Dean Mccubbin; Mike Mccubbin; Michael Mccubbin
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- SIESeries 7Series 10Series 9Series 66
- Registered states (5)
- Colorado · Massachusetts · Texas · Utah · Washington
- Years in the industry (source record)
- 18
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (13)
From the source registration record · current first
-
start not retrieved → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsGreenwood Village, CO · IA capacityMar 4, 2021 → Mar 31, 2025
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Icma Retirement CorporationGreenwood Village, CO · IA capacityApr 9, 2020 → Aug 17, 2020
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Icma-Rc Services, LLCWashington, DC · BC capacityApr 9, 2020 → Aug 17, 2020
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Charles Schwab & Co., Inc.Lone Tree, CO · IA capacitySep 6, 2012 → Nov 21, 2019
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Charles Schwab & Co., Inc.Lone Tree, CO · BC capacitySep 6, 2012 → Nov 21, 2019
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Key Investment Services LLCDenver, CO · IA capacityFeb 15, 2011 → Feb 8, 2012
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Key Investment Services LLCDenver, CO · BC capacityFeb 15, 2011 → Feb 8, 2012
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Edward JonesColorado Springs, CO · IA capacityJan 5, 2007 → Jan 26, 2011
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Edward JonesColorado Springs, CO · BC capacityJan 5, 2007 → Jan 26, 2011
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Merrill Lynch Pierce Fenner & Smith Inc.Colorado Springs, CO · IA capacityJul 6, 2006 → Nov 16, 2006
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedColorado Springs, CO · BC capacityJun 7, 2006 → Nov 16, 2006
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.