Philip B Pasho

CRD 5118682 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Sarasota, FL

IA RegisteredBroker

Also appears in the source record as: Philip Berton Pasho; Philip Pasho

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (19): Alabama · Arkansas · California · Florida · Georgia · Maryland · Massachusetts · Michigan · New Hampshire · New Jersey · New York · North Carolina · Oklahoma · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Virginia
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5118682 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Sarasota, FL · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Sarasota, FL · BC capacity

start not retrieved → present
Grove Point Advisors, LLC
Sarasota, FL · IA capacity

Apr 1, 2021 → Jan 10, 2023
Grove Point Investments, LLC
Sarasota, FL · BC capacity

May 1, 2018 → Jan 10, 2023
H. Beck, Inc.
Sarasota, FL · IA capacity

May 2, 2018 → Apr 1, 2021
Waddell & Reed
Woburn, MA · IA capacity

Jun 24, 2010 → May 7, 2018
Waddell & Reed
Woburn, MA · BC capacity

Jun 22, 2010 → May 4, 2018
Ameriprise Financial Services, Inc.
Sarasota, FL · IA capacity

Oct 5, 2009 → Apr 19, 2010
Ameriprise Financial Services, Inc.
Sarasota, FL · BC capacity

Oct 5, 2009 → Apr 19, 2010
Ameriprise Advisor Services, Inc.
Sarasota, FL · IA capacity

May 12, 2009 → Oct 5, 2009
Ameriprise Advisor Services, Inc.
Sarasota, FL · BC capacity

May 7, 2009 → Oct 5, 2009
Ubs Financial Services Inc.
Sarasota, FL · IA capacity

Jun 27, 2006 → May 13, 2009
Ubs Financial Services Inc.
Sarasota, FL · BC capacity

Jun 8, 2006 → May 13, 2009

Source & corrections

Where this page comes from

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