Dean Pownall
Also appears in the source record as: Dean W Pownall
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- SIESeries 7Series 66
- Registered states (18)
- Arizona · California · Colorado · Florida · Georgia · Idaho · Illinois · Maine · Michigan · Montana · Nebraska · North Carolina · Oklahoma · Oregon · South Carolina · Texas · Washington · Wisconsin
- Years in the industry (source record)
- 18
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (15)
From the source registration record · current first
-
start not retrieved → present
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start not retrieved → present
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Wsecu Investment ManagementYakima, WA · IA capacityNov 21, 2012 → Jul 31, 2019
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Lpl Financial LLCYakima, WA · BC capacitySep 27, 2012 → Apr 24, 2019
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Lpl Financial LLCYakima, WA · IA capacitySep 10, 2012 → Apr 24, 2019
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Chase Investment Services Corp.Ellensburg, WA · IA capacityMay 2, 2009 → Jan 6, 2011
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Chase Investment Services Corp.Ellensburg, WA · BC capacityMay 2, 2009 → Jan 6, 2011
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Wamu Investments, Inc.Yakima, WA · IA capacityMar 16, 2009 → May 2, 2009
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Wamu Investments, Inc.Yakima, WA · BC capacityMar 16, 2009 → May 2, 2009
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Aig Retirement Advisors, Inc.Seattle, WA · IA capacityAug 11, 2008 → Feb 23, 2009
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Aig Retirement Advisors, Inc.Seattle, WA · BC capacityAug 11, 2008 → Feb 23, 2009
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Citigroup Global Markets Inc.Yakima, WA · IA capacityDec 1, 2006 → Aug 18, 2008
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Citigroup Global Markets Inc.Yakima, WA · BC capacityDec 1, 2006 → Aug 18, 2008
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Merrill Lynch Pierce Fenner & Smith Inc.Kennewick, WA · IA capacityOct 19, 2006 → Dec 7, 2006
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedKennewick, WA · BC capacityAug 25, 2006 → Dec 7, 2006
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.