Diane S Marcus

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (3)

SIESeries 7Series 66

Registered states (17)

Arkansas · California · Colorado · Delaware · Florida · Georgia · Illinois · Indiana · Louisiana · Maryland · New York · North Carolina · Oklahoma · Pennsylvania · Texas · Virginia · Wisconsin

Years in the industry (source record)

17

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Edward Jones

Firm CRD

250

SEC number

801-3297

Assets under management

$1.0T as of Jun 29, 2026

Website

www.twitter.com/EDWARDJONES ↗

Phone

314-515-2000

Firm location

St. Louis, MO, 63131

Employment history (14)

From the source registration record · current first

• Edward JonesCurrent

  Live Oak, TX · BC capacity
  start not retrieved → present
• Edward JonesCurrent

  San Antonio, TX · IA capacity
  start not retrieved → present
• Edward JonesCurrent

  Live Oak, TX · IA capacity
  start not retrieved → present
• Edward JonesCurrent

  San Antonio, TX · IA capacity
  start not retrieved → present
• Edward JonesCurrent

  Live Oak, TX · IA capacity
  start not retrieved → present
• Ameriprise Financial Services, LLC

  San Antonio, TX · IA capacity
  Aug 26, 2022 → Jan 19, 2023
• Ameriprise Financial Services, LLC

  San Antonio, TX · BC capacity
  Aug 26, 2022 → Jan 19, 2023
• Citigroup Global Markets Inc.

  San Antonio, TX · IA capacity
  Aug 16, 2011 → Aug 30, 2022
• Citigroup Global Markets Inc.

  San Antonio, TX · BC capacity
  Aug 5, 2011 → Aug 30, 2022
• Usaa Investment Management Company

  San Antonio, TX · BC capacity
  Mar 22, 2011 → Aug 9, 2011
• Chase Investment Services Corp.

  San Antonio, TX · IA capacity
  May 2, 2009 → Jul 13, 2010
• Chase Investment Services Corp.

  San Antonio, TX · BC capacity
  May 2, 2009 → Jul 13, 2010
• Wamu Investments, Inc.

  San Antonio, TX · IA capacity
  Jan 7, 2008 → May 2, 2009
• Wamu Investments, Inc.

  Irvine, CA · BC capacity
  Aug 22, 2007 → May 2, 2009

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.