Lan Jin

CRD 5125182 · Fidelity Brokerage Services LLC · Campbell, CA

IA RegisteredBroker

Also appears in the source record as: Mary Jin; Lan Jin; Lan Jin Pfaff; Mary Jin Pfaff

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 63Series 65
Registered states (22): Arizona · Arkansas · California · Colorado · Delaware · Florida · Hawaii · Illinois · Iowa · Maryland · Massachusetts · Mississippi · Nevada · New Hampshire · New Jersey · New York · Oregon · South Carolina · South Dakota · Texas · Utah · Washington
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
San Jose, CA · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Campbell, CA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Campbell, CA · IA capacity

Apr 29, 2021 → Mar 31, 2025
Financial Engines Advisors L.L.C.
Santa Clara, CA · IA capacity

Nov 1, 2018 → Mar 26, 2021
Edelman Financial Services, LLC
Santa Clara, CA · IA capacity

Feb 18, 2014 → Nov 1, 2018
Ef Legacy Securities, LLC
Santa Clara, CA · BC capacity

Apr 22, 2016 → Oct 31, 2018
Sanders Morris Harris LLC
Santa Clara, CA · BC capacity

Feb 18, 2014 → Apr 22, 2016
Credit Suisse Securities (USA) LLC
San Francisco, CA · IA capacity

Dec 21, 2012 → Feb 19, 2014
Credit Suisse Securities (USA) LLC
San Francisco, CA · BC capacity

Aug 27, 2012 → Feb 19, 2014
Morgan Stanley Smith Barney
Palo Alto, CA · BC capacity

Jul 19, 2012 → Sep 5, 2012
Morgan Stanley & Co. Incorporated
South Jordan, UT · BC capacity

Nov 5, 2008 → Jun 1, 2009
E*trade Securities LLC
Sandy, UT · BC capacity

Aug 3, 2006 → Jul 25, 2007

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5125182 ↗ FINRA BrokerCheck record for CRD 5125182 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.