Irvin Ed Cartagena

CRD 5125342 · Charles Schwab & Co., Inc. · Chicago, IL

IA RegisteredBroker

Also appears in the source record as: Ed Cartagena; Irvin Eddie Cartagena Jr; Irvin Eddie Cartagena Jr.; Irvin Eddie Jr Cartagena; Irvin Eddie Cartagena

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (30): Alabama · Arizona · Arkansas · California · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Nebraska · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (7)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Chicago, IL · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Chicago, IL · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
Chicago, IL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLC
Noblesville, IN · IA capacity

Oct 27, 2020 → Jun 24, 2022
J.P. Morgan Securities LLC
Noblesville, IN · BC capacity

Dec 18, 2012 → Jun 24, 2022
Axa Advisors, LLC
Indianapolis, IN · IA capacity

Jul 12, 2006 → Jun 13, 2007
Axa Advisors, LLC
Indianapolis, IN · BC capacity

Jun 28, 2006 → Jun 13, 2007

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5125342 ↗ FINRA BrokerCheck record for CRD 5125342 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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