Harsh B Jayaswal

CRD 5132334 · Morgan Stanley · Duluth, GA

IA RegisteredBroker

Also appears in the source record as: Harsh Bardhan Jayaswal

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (41): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virgin Islands · Virginia · Washington
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5132334 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (5)

From the source registration record · current first

Morgan StanleyCurrent
Duluth, GA · IA capacity

Sep 13, 2019 → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Mar 4, 2013 → Sep 13, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Feb 14, 2013 → Sep 13, 2019
Nsm Securities, Inc.
BD capacity

Mar 9, 2007 → Dec 4, 2012
Aura Financial Services, Inc.
BD capacity

Jul 11, 2006 → Apr 2, 2007

Source & corrections

Where this page comes from

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