Olga E Lopez

CRD 5137278 · Morgan Stanley · New York, NY

IA RegisteredBroker

Also appears in the source record as: Olga Estela Lopez Ms.; Olga Estela Lopez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 3Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (11)

From the source registration record · current first

Morgan StanleyCurrent
New York, NY · IA capacity

Jun 2, 2018 → present
Bolton Global Asset Management
IA capacity

Oct 6, 2017 → May 29, 2018
Bolton Global Capital
BD capacity

Aug 31, 2017 → May 25, 2018
Bolton Securities Corporation
BD capacity

Aug 31, 2017 → Jan 30, 2018
Bolton Global Asset Management
IA capacity

Aug 31, 2017 → Sep 21, 2017
Morgan Stanley
IA capacity

Dec 11, 2014 → Aug 29, 2017
Morgan Stanley
BD capacity

Dec 10, 2014 → Aug 29, 2017
Wells Fargo Advisors, LLC
IA capacity

Nov 9, 2009 → Dec 2, 2014
Wells Fargo Advisors, LLC
BD capacity

Aug 11, 2009 → Dec 2, 2014
Ubs International Inc.
BD capacity

Nov 8, 2007 → Jan 27, 2009
Chicago Investment Group, LLC
BD capacity

Nov 21, 2006 → Oct 15, 2007

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5137278 ↗ FINRA BrokerCheck record for CRD 5137278 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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